About the Company
Wells Fargo & Company (NYSE: WFC) is a leading financial services company that has approximately $1.9 trillion in assets, proudly serves one in three U.S. households and more than 10% of all middle-market companies in the U.S. We provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance. We have approximately 270,000 team members who work together to serve our customers and communities. At Wells Fargo, we are committed to operating with integrity, maintaining a strong risk management framework, and fostering a culture of compliance.
Job Description
We are seeking a diligent and meticulous Banking Compliance Auditor to join our team in Ventura, CA. In this secure professional environment, you will play a crucial role in ensuring our operations adhere to all relevant banking laws, regulations, and internal policies. This position involves conducting thorough audits, identifying potential areas of non-compliance, and recommending corrective actions to safeguard the company’s integrity and customer trust. The ideal candidate will possess a strong understanding of banking regulations, exceptional analytical skills, and a commitment to maintaining the highest standards of ethical conduct. Join a team dedicated to excellence and contribute to a robust compliance framework.
Key Responsibilities
- Plan and execute compliance audits across various banking operations and departments.
- Identify, document, and report instances of non-compliance with banking laws, regulations (e.g., BSA/AML, Dodd-Frank, GLBA), and internal policies.
- Evaluate the effectiveness of internal controls and recommend improvements.
- Prepare detailed audit reports and present findings to management.
- Monitor the implementation of corrective actions and follow up on audit recommendations.
- Stay updated with changes in banking regulations and industry best practices.
- Collaborate with legal, risk management, and operational teams to ensure a unified approach to compliance.
- Provide guidance and training to staff on compliance requirements.
Required Skills
- Proven experience in banking compliance, internal audit, or risk management.
- Strong knowledge of federal and state banking regulations (e.g., BSA, AML, Fair Lending, TILA, RESPA).
- Excellent analytical and problem-solving abilities.
- Superior written and verbal communication skills.
- Proficiency in Microsoft Office Suite, especially Excel and Word.
- Ability to work independently and as part of a team in a secure environment.
- High level of integrity and professional ethics.
Preferred Qualifications
- Bachelor's degree in Finance, Accounting, Business Administration, or a related field.
- Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or Certified Anti-Money Laundering Specialist (CAMS).
- Experience with audit management software.
- Familiarity with data analysis tools and techniques.
Perks & Benefits
- Competitive salary and performance bonuses.
- Comprehensive health, dental, and vision insurance.
- 401(k) retirement plan with company match.
- Paid time off and holidays.
- Professional development opportunities and tuition reimbursement.
- Employee assistance program.
- Wellness programs.
- Employee discounts on banking services.
How to Apply
If you are interested in this position, please click the "Apply Now" button below. To ensure your application is properly considered, please prepare the following:
- An up-to-date Resume or CV
- A brief cover letter summarizing your experience and motivation
Applications are reviewed on a rolling basis. Only shortlisted candidates will be contacted for an interview.
⚠️ Important Disclaimer
Welcome to Westford Trust. We publish job opportunities aggregated from public sources, employers, and job portals. We never charge any fees to access or use our website; all information is provided entirely for free.
Westford Trust does not directly offer or manage these positions, nor are we directly involved in the hiring process for the vacancies published on https://job.westfordtrust.com.
If you suspect a fraudulent listing or have any questions, please contact us at techturna@gmail.com.