About the Company
JPMorgan Chase & Co. is a leading global financial services firm with operations in more than 60 countries. We are a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, and asset management. Our commitment to excellence, integrity, and regulatory compliance is paramount to our success and the trust our clients place in us. Join a team dedicated to upholding the highest standards in a dynamic and secure professional environment.
Job Description
We are seeking a highly skilled and diligent Banking Compliance Auditor to join our dedicated team in Frisco, Texas. In this crucial role, you will be responsible for conducting comprehensive audits to ensure our banking operations adhere to all relevant federal, state, and internal regulatory requirements. This position demands a meticulous professional with a strong understanding of financial regulations, risk management, and internal controls. You will play a vital role in identifying potential compliance risks, recommending corrective actions, and contributing to the integrity and security of our financial services. This is an on-site position within a secure professional environment.
Key Responsibilities
- Plan and execute compliance audits across various banking functions, including lending, deposits, and wealth management.
- Evaluate the effectiveness of internal controls and compliance programs against regulatory standards (e.g., BSA/AML, Dodd-Frank, Consumer Protection laws).
- Identify areas of non-compliance, control weaknesses, and operational inefficiencies.
- Prepare clear, concise, and accurate audit reports detailing findings, risks, and recommended corrective actions.
- Collaborate with business units to develop and implement effective solutions to address audit findings.
- Monitor the implementation of corrective actions and follow-up on outstanding issues.
- Stay current with changes in banking laws, regulations, and industry best practices.
- Provide guidance and training to staff on compliance requirements and internal policies.
- Participate in risk assessment activities and contribute to the overall compliance strategy.
Required Skills
- Minimum of 4 years of experience in compliance, auditing, or risk management within the banking or financial services industry.
- Demonstrated knowledge of federal and state banking regulations (e.g., BSA, AML, OFAC, Fair Lending, Dodd-Frank Act).
- Strong analytical and problem-solving skills with exceptional attention to detail.
- Excellent written and verbal communication skills, capable of presenting complex information clearly.
- Proficiency in using audit software and Microsoft Office Suite (Excel, Word, PowerPoint).
- Ability to work independently and collaboratively in a fast-paced, secure professional environment.
- Bachelor's degree in Finance, Accounting, Business Administration, or a related field.
Preferred Qualifications
- Relevant professional certifications (e.g., Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), CPA, CIA).
- Master's degree in a related field.
- Experience with large-scale financial institutions.
- Familiarity with data analytics tools for audit purposes.
Perks & Benefits
- Competitive salary and performance-based bonuses.
- Comprehensive health, dental, and vision insurance.
- 401(k) retirement plan with company match.
- Generous paid time off, including holidays and vacation.
- Opportunities for professional development and career advancement.
- Tuition reimbursement programs.
- Employee assistance program.
- On-site fitness centers and wellness programs.
How to Apply
If you are interested in this position, please click the "Apply Now" button below. To ensure your application is properly considered, please prepare the following:
- An up-to-date Resume or CV
- A brief cover letter summarizing your experience and motivation
Applications are reviewed on a rolling basis. Only shortlisted candidates will be contacted for an interview.
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